05.09.17
Regulatory Filing Process Improvement, Project Management, and Training
A leading global investment bank was consolidating its regulatory reporting responsibilities with one central controllers group. This endeavor meant understanding how multiple lines of business filed disclosures, what systems they used, and what overarching legal and compliance interpretations should be applied. SteelBridge was engaged to merge the merchant bank methodology with the investment bank methodology of that firm, providing assessment of opportunities for improvement, training of the new team, and management of the filing process.